SEC Form 4 · accession 0001533932-17-000067
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Heimbouch
Officer — Chief Operating Officer · Director
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 24, 2017 | F | 766 | $65.79 | D | 164,906 | D | |
| Class A Common StockF2 | Feb 27, 2017 | M | 2,506 | $0.00 | A | 167,412 | D | |
| Class A Common StockF3 | Feb 27, 2017 | F | 1,139 | $65.80 | D | 166,273 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 2013F2,F4 | — | Feb 27, 2017 | M | 2,506 | D | — | — | Class A Common Stock | 2,506 | 0 | D |
Explanation of responses
- F1These shares were withheld to cover tax withholding obligations upon the vesting of 1,685 shares of restricted stock on February 24, 2017.
- F2Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- F3These shares were withheld to cover tax withholding obligations upon the vesting of 2,506 restricted stock units on February 27, 2017.
- F4On February 27, 2013, the reporting person was granted 10,022 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 27, 2014.