SEC Form 4 · accession 0001533932-17-000049
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Heimbouch
Officer — Chief Operating Officer · Director
Period of report
Feb 18, 2017
Accepted (ET)
Feb 22, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 18, 2017 | M | 1,773 | $0.00 | A | 148,949 | D | |
| Class A Common Stock | Feb 18, 2017 | F | 585 | $64.86 | D | 148,364 | D | |
| Class A Common StockF2 | Feb 18, 2017 | A | 28,368 | $0.00 | A | 176,732 | D | |
| Class A Common StockF3 | Feb 18, 2017 | F | 11,060 | $64.86 | D | 165,672 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units 2014F1,F4 | — | Feb 18, 2017 | M | 1,773 | D | — | — | Class A Common Stock | 1,773 | 1,773 | D |
Explanation of responses
- F1Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- F2Represents the settlement in common stock of performance share units which vested on February 18, 2017 following satisfaction of certain performance-related conditions to vesting.
- F3These shares were withheld to cover tax withholding obligations when 28,368 performance share units vested on February 18, 2017.
- F4On February 18, 2014, the reporting person was granted 7,092 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 18, 2015.