SEC Form 4 · accession 0001533932-15-000070
Worldpay, Inc. · WP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L Heimbouch
Officer — Chief Op. & Fin. Officer · Director
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533932
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 24, 2015 | A | 6,738 | $0.00 | A | 201,679 | D | |
| Class A Common StockF2 | Feb 24, 2015 | A | 53,908 | $0.00 | A | 255,587 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $37.10 | Feb 24, 2015 | A | 45,289 | A | — | Feb 24, 2025 | Class A Common Stock | 45,289 | 45,289 | D |
| Employee Stock Option (right to buy)F4 | $31.02 | holding | — | — | — | — | Feb 18, 2024 | Class A Common Stock | 48,511 | 48,511 | D |
| Employee Stock Option (right to buy)F5 | $21.95 | holding | — | — | — | — | Feb 27, 2023 | Class A Common Stock | 61,971 | 61,971 | D |
| Restricted Stock Units 2014F6,F7 | — | holding | — | — | — | — | — | Class A Common Stock | 5,319 | 5,319 | D |
| Restricted Stock Units 2013F6,F8 | — | holding | — | — | — | — | — | Class A Common Stock | 7,517 | 7,517 | D |
Explanation of responses
- F1This is time-based restricted stock that vests in four equal annual installments beginning February 24, 2016.
- F2This is time-based restricted stock that vests in two equal installments on August 31, 2017 and August 31, 2018.
- F3The option vests in four equal (subject to rounding) annual installments beginning February 24, 2016.
- F4The option vests in four equal (subject to rounding) annual installments beginning on February 18, 2015.
- F5The option vests in four equal (subject to rounding) annual installments beginning on February 27, 2014.
- F6Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A common stock.
- F7On February 18, 2014, the reporting person was granted 7,092 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 18, 2015.
- F8On February 27, 2013, the reporting person was granted 10,022 restricted stock units, vesting in four equal (subject to rounding) annual installments beginning on February 27, 2014.