SEC Form 4 · accession 0001185185-15-002498
Streamex Corp. · STEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kenneth L Londoner
Director · 10% Owner
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | Oct 5, 2015 | P | 6,600 | $1.55 | A | 752,545 | D | |
| Common Stock, $0.001 par value per shareF2 | Oct 6, 2015 | P | 10,494 | $1.45 | A | 763,039 | D | |
| Common Stock, $0.001 par value per shareF3 | holding | — | — | — | 3,334,974 | I | By Endicott Management Partners, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades on October 5, 2015 at prices ranging from $1.50 to $1.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
- F2This transaction was executed in multiple trades on October 6, 2015 at prices ranging from $1.39 to $1.48. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
- F3Mr. Londoner is deemed the beneficial owner of Endicott Management Partners, LLC.