SEC Form 4/A · accession 0001185185-15-003402
Streamex Corp. · STEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kenneth L Londoner
Director · 10% Owner
Period of report
Oct 5, 2015
Accepted (ET)
Dec 31, 2015 · 1:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530766
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1,F3 | Oct 5, 2015 | P | 6,600 | $1.55 | A | 430,750 | D | |
| Common Stock, $0.001 par value per shareF2,F3 | Oct 6, 2015 | P | 10,494 | $1.45 | A | 441,244 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades on October 5, 2015 at prices ranging from $1.50 to $1.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
- F2This transaction was executed in multiple trades on October 6, 2015 at prices ranging from $1.39 to $1.48. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
- F3Pursuant to Instruction 9(b) to Form 4, this amendment amends and restates only the lines items in Table I of the original filing reporting direct purchases by the reporting person to correct the amount of securities beneficially owned following the reported transactions.