SEC Form 4 · accession 0000899243-17-009164
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Colin Leonard
Director
Period of report
Mar 30, 2017
Accepted (ET)
Apr 3, 2017 · 8:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2,F3 | Mar 30, 2017 | A | 4,997 | $0.00 | A | 4,997 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held of record by Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P.
- F2Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest over four years following March 30, 2017, the date of grant.
- F3Mr. Leonard expressly disclaims beneficial ownership of the reported shares.