SEC Form 4/A · accession 0000899243-17-010755
Smart Sand, Inc. · SND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Colin Leonard
Director
Period of report
Mar 30, 2017
Accepted (ET)
Apr 21, 2017 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001529628
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2,F3 | Mar 30, 2017 | A | 4,997 | $0.00 | A | 4,997 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held of record by Mr. Leonard for the benefit of Clearlake Capital Partners II (Master), L.P.
- F2Represents shares of restricted stock granted pursuant to Smart Sand, Inc.'s 2016 Long-Term Incentive Plan, which vest on the first anniversary of March 30, 2017, the date of grant. The original Form 4 filed on April 3, 2017 incorrectly stated that the vesting period of the restricted stock was four years. No other information has been amended by this Form 4/A.
- F3Mr. Leonard expressly disclaims beneficial ownership of the reported shares.