SEC Form 3/A · accession 0001127602-18-036311
Athene Holding Ltd. · ATH-PA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Scott Kleinman
Director
Period of report
Dec 5, 2018
Accepted (ET)
Dec 14, 2018 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1 | holding | — | — | — | 184,456 | D | ||
| Class A Common Shares | holding | — | — | — | 3,990 | I | by KRT Investments VII LLC | |
| Class A Common Shares | holding | — | — | — | 1,505 | I | by The Kleinman Children's Trust | |
| Class A Common Shares | holding | — | — | — | 67,307 | I | by The Kleinman Descendant's GST-Exempt Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Scott Kleinman serves as Co-President and Lead Partner for Private Equity at Apollo Global Management, LLC ("Apollo"). Certain of Apollo's affiliates manage investment funds (the "Apollo Funds") that hold Class B common shares, par value $0.001, of the Issuer, and may be deemed to beneficially own the common shares of the Issuer held by the Apollo Funds. This report does not include any securities of the Issuer held by any of the Apollo Funds or that may be deemed to be beneficially owned by any Apollo investment managers or investment advisers affiliated with the Apollo Funds, and Mr. Kleinman disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Kleinman is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks
This Form 3 amendment is being filed solely to attach the correct Power of Attorney as Exhibit 24.1.