SEC Form 3/A · accession 0001127602-17-012910
Athene Holding Ltd. · ATH-PA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Marc J Rowan
Director
Period of report
Dec 9, 2016
Accepted (ET)
Mar 24, 2017 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1,F2,F3 | holding | — | — | — | 227,953 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Class A common shares, par value $0.001, of Athene Holding Ltd. (the "Issuer") reported as beneficially owned are obtainable upon conversion at the election of the Reporting Person on a one-for-one basis of the Class B common shares beneficially owned by the Reporting Person.
- F2Marc Rowan is a co-founder and Senior Managing Director of Apollo Global Management, LLC ("Apollo") and currently serves on the board of directors of Apollo. Certain of Apollo's affiliates manage investment funds (the "Apollo Funds") that hold Class B common shares, par value $0.001, of the Issuer and may be deemed to beneficially own the common shares of the Issuer held by the Apollo Funds. This report does not include any securities of the Issuer held by any of the Apollo Funds or that may be deemed to be beneficially owned by any Apollo investment managers or investment advisors affiliated with the Apollo Funds, and Mr. Rowan disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Rowan is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3This amendment to the Form 3 is filed to amend the nature of the beneficial ownership disclosed. The shares reported as beneficially owned are held by entities directly and indirectly controlled by Mr. Rowan. Mr. Rowan disclaims beneficial ownership of all such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Rowan is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks
Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 9, 2016)