SEC Form 4 · accession 0000903423-16-001417
Athene Holding Ltd. · ATH-PA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teachers Pension Plan Board Ontario
10% Owner
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527469
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.001 par valueF1,F2 | Dec 14, 2016 | S | 2,566,114 | $38.00 | D | 3,203,117 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount represents the $40.00 public offering price per share of Class A Common Shares, $0.001 par value of Athene Holding Ltd., less the underwriting discount of $2.00 per share.
- F2The reported securities are owned by 2403304 Ontario Limited ("2403304"), a wholly-owned subsidiary of Ontario Teachers' Pension Plan Board ("OTPP"). Each of Ken Manget and Maggie Fanari may be deemed to have the power to dispose of the shares held by 2403304 because of a delegation of authority from the President and Chief Executive Officer of OTPP to such persons, and because of a delegation of authority to the President and Chief Executive Officer of OTPP from the Board of Directors of each of OTPP and 2403304, and each such person expressly disclaims beneficial ownership of such shares.