SEC Form 3 · accession 0001137774-18-000104
TORTOISE PIPELINE & ENERGY FUND, INC. · TTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 13, 2018
Accepted (ET)
Dec 17, 2018 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001526329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series B Mandatory Redeemable Preferred StockF1 | holding | — | — | — | 640,000 | I | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | |
| 3.97% Senior Notes, Series H, due December 13, 2024F2 | holding | — | — | — | — | I | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | |
| 3.97% Senior Notes, Series H, due December 13, 2024 | holding | — | — | — | — | I | By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1(1) Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
- F2(2) The notes are owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.