SEC Form 4 · accession 0001493152-15-002900

Mama's Creations, Inc. · MAMA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Chief Executive Officer · Director · 10% Owner

Period of report

Jul 8, 2015

Accepted (ET)

Jul 9, 2015 · 11:14 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001520358

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Convertible Preferred Stock^F3	$1.25	Jul 8, 2015	S	1,000	D	Jun 12, 2015	—	Common Stock	80,000	4,000	D
Warrant^F2	$1.25	Jul 8, 2015	S	1	D	Jun 12, 2015	Jun 12, 2020	Common Stock	—	2	D

F1Mr. Wolf previously purchased two (2) Units for an aggregate purchase price of $100,000. Each Unit consisted of (i) 500 shares of Series A Preferred (the "Unit Shares"), convertible into the Company's Common Stock at a conversion price of $1.25 per share, and (ii) one (1) Warrant to purchase 100% of the number of Conversion Shares (as defined in the Series A Preferred Certificate of Designation) initially issuable upon conversion of the United Shares to the purchaser at the exercise price of $1.25 per share. Mr. Wolf sold two (2) Units to an investor in a private sale.
F2The Warrant entitles the holder to purchase up to the number of shares of Common Stock ("Warrant Shares") that is equal to 100% of the number of Conversion Shares initially issuable upon conversion of the Unit Shares issued to the purchaser. The Warrants are for a term of five (5) years and are exercisable at a price of $1.25 per Warrant Share.
F3The Series A Convertible Preferred Stock has no expiration date.