SEC Form 4/A · accession 0001493152-15-003354
Mama's Creations, Inc. · MAMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carl T Wolf
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jul 8, 2015
Accepted (ET)
Aug 4, 2015 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520358
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF4,F3 | $1.25 | Jul 8, 2015 | S | 1,000 | D | Jun 12, 2015 | — | Common Stock | 80,000 | 5,000 | D |
| WarrantF2 | $1.25 | Jul 8, 2015 | S | 1 | D | Jun 12, 2015 | Jun 12, 2020 | Common Stock | — | 2 | D |
Explanation of responses
- F1Mr. Wolf previously purchased two (2) Units for an aggregate purchase price of $100,000. Each Unit consisted of (i) 500 shares of Series A Preferred (the "Unit Shares"), convertible into the Company's Common Stock at a conversion price of $1.25 per share, and (ii) one (1) Warrant to purchase 100% of the number of Conversion Shares (as defined in the Series A Preferred Certificate of Designation) initially issuable upon conversion of the United Shares to the purchaser at the exercise price of $1.25 per share. Mr. Wolf sold two (2) Units to an investor in a private sale.
- F2The Warrant entitles the holder to purchase up to the number of shares of Common Stock ("Warrant Shares") that is equal to 100% of the number of Conversion Shares initially issuable upon conversion of the Unit Shares issued to the purchaser. The Warrants are for a term of five (5) years and are exercisable at a price of $1.25 per Warrant Share.
- F3The Series A Convertible Preferred Stock has no expiration date.
- F4Amended filing. Original filing reported Number of Derivative Securities Beneficially Owned Following Reported Transaction as 4,000. The total should have been reported as 5,000.