SEC Form 4 · accession 0001209191-18-037343
Pingtan Marine Enterprise Ltd. · PME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Xinrong Zhuo
Officer — CEO · Director · 10% Owner
Period of report
Jun 8, 2018
Accepted (ET)
Jun 12, 2018 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 8, 2018 | P | 50,000 | $3.0845 | A | 45,208,355 | I | See footnote |
| Common StockF3,F4 | Jun 11, 2018 | P | 36,000 | $3.1795 | A | 45,258,355 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average of prices ranging from $3.00 to $3.17 per share. Full information will be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
- F2Of such shares (i) Reporting Person directly holds 1,348,487 shares, (ii) Heroic Treasure Limited, of which Reporting Person is the controlling shareholder, holds 15,780,000 shares, and (iii) Mars Harvest Co., Ltd., of which Reporting Person is the sole shareholder, holds 28,079,868 shares.
- F3Represents the weighted average of prices ranging from $3.13 to $3.23 per share. Full information will be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
- F4Of such shares (i) Reporting Person directly holds 1,398,487 shares, (ii) Heroic Treasure Limited, of which Reporting Person is the controlling shareholder, holds 15,780,000 shares, and (iii) Mars Harvest Co., Ltd., of which Reporting Person is the sole shareholder, holds 28,079,868 shares.