SEC Form 4 · accession 0001209191-17-041153
Pingtan Marine Enterprise Ltd. · PME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Xinrong Zhuo
Officer — CEO · Director · 10% Owner
Period of report
Jun 8, 2017
Accepted (ET)
Jun 20, 2017 · 9:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jun 8, 2017 | P | 3,487 | $3.61 | A | 44,402,355 | I | See footnote 1. |
| Ordinary Shares | Jun 9, 2017 | P | 50,000 | $3.86 | A | 44,452,355 | I | See footnote 1. |
| Ordinary SharesF1 | Jun 14, 2017 | P | 50,000 | $3.7512 | A | 44,502,355 | I | See footnote 1. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of such shares (i) Reporting Person directly holds 642,487 shares, (ii) Heroic Treasure Limited, of which Reporting Person is the controlling shareholder, holds 15,780,000 shares, and (iii) Mars Harvest Co., Ltd., of which Reporting Person is the sole shareholder holds 28,079,868 shares.