SEC Form 4 · accession 0001513965-18-000018
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Louis J Dorey
Officer — Senior Vice President
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 9:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (limited partner interests)F1 | Feb 23, 2018 | M | 3,499 | $0.00 | A | 22,757 | D | |
| Common Units (limited partner interests) | Feb 23, 2018 | F | 1,143 | $19.56 | D | 21,614 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF3,F1,F4,F5 | — | Feb 23, 2018 | M | 3,499 | A | — | — | Common Units (limited partner interests) | 3,499 | 6,996 | D |
Explanation of responses
- F1The phantom units were settled upon vesting in common units (on a one for one basis).
- F2Units were sold back to the Issuer at market value to pay withholding taxes.
- F3Grant Date: February 23, 2015.
- F425% of the phantom units granted on February 23, 2015 vest of each of the first four anniversaries of February 23, 2015.
- F5The phantom units do not expire.