SEC Form 4/A · accession 0001513965-18-000024
American Midstream Partners, LP · AMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Louis J Dorey
Officer — Senior Vice President
Period of report
Feb 23, 2018
Accepted (ET)
Feb 28, 2018 · 9:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001513965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units (limited partner interests)F1,F2 | Feb 23, 2018 | M | 3,499 | $0.00 | A | 31,500 | D | |
| Common Units (limited partner interests)F2 | Feb 23, 2018 | F | 1,143 | $11.85 | D | 30,357 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitsF4,F2,F1,F5,F3 | — | Feb 23, 2018 | M | 3,499 | D | — | — | Common Units (limited partner interests) | 3,499 | 3,498 | D |
Explanation of responses
- F1The phantom units are settled upon vesting in common units (on a one for one basis).
- F2This amendment is being filed to (i) correct the number of common units, (ii) correct the market price of the common units sold back to the Issuer to pay withholding taxes, (iii) change the phantom unites from acquired to disposed and (iv) correct the number of phantom units.
- F3Units were sold back to the Issuer at market value to pay withholding taxes.
- F4Grant Date: February 23, 2015.
- F525% of the phantom units vest of each of the first four anniversaries of February 23, 2015.