SEC Form 4 · accession 0000899243-16-019384
USMD Holdings, Inc. · USMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard C. Johnston
Officer — Chief Physician Officer
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 2:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.01 par)F1 | Feb 22, 2016 | J | 919 | $2.17 | A | 31,412 | I | Indirectly held through UANT Ventures, L.P. |
| Common Stock ($.01 par) | holding | — | — | — | 10,579 | D | ||
| Common Stock ($.01 par) | holding | — | — | — | 397 | I | Indirectly held through Las Colinas Medical Group |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dr. Johnston purchased additional partnership interests in UANT Ventures, LP ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares of the issuer's common stock held by Ventures.