SEC Form 4/A · accession 0000899243-16-025765
USMD Holdings, Inc. · USMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard C. Johnston
Officer — Chief Physician Officer
Period of report
May 4, 2016
Accepted (ET)
Jul 27, 2016 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001507881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($.01 par)F1,F2 | May 4, 2016 | J | 919 | $2.17 | A | 32,331 | I | Indirectly held through UANT Ventures, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction date was reported as February 22, 2016, but should have been May 4, 2016.
- F2The total number of shares beneficially owned following the reported transaction was reported as 31,412, but should have been 32,331 shares.