SEC Form 4 · accession 0001593968-16-001040
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John D. Simpson
Officer — Sr. VP, Sales & Marketing
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 8:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Sep 1, 2016 | J | 2,500 | $3.58 | A | 223,563 | I | John David Simpson Trustee of Simpson Trust dated 12/9/08 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is a participant of the 2015 Employee Stock Purchase Plan, which made a purchase for $3.58 per share consideration of Common Stock of the Issuer on September 1, 2016.