SEC Form 4/A · accession 0001593968-17-000101
Avinger Inc · AVGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John D. Simpson
Officer — Sr. VP, Sales & Marketing
Period of report
Sep 1, 2016
Accepted (ET)
Jan 17, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506928
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Sep 1, 2016 | J | 1,424 | $3.58 | A | 222,487 | I | John David Simpson Trustee of Simpson Trust dated 12/9/08 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares acquired through participation by the reporting person in the 2015 Employee Stock Purchase Plan on September 1, 2016, were incorrectly reported due to a clerical error.