SEC Form 4 · accession 0001494650-18-000015
OptiNose, Inc. · OPTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Sandra L Helton
Director
Period of report
Feb 22, 2018
Accepted (ET)
Feb 22, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494650
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $17.59 | Feb 22, 2018 | A | 28,879 | A | — | Feb 22, 2028 | Common Stock | 28,879 | 28,879 | D |
Explanation of responses
- F1The option vests and becomes exercisable over a three-year period commencing on February 22, 2017. Thirty-three percent (33%) of the option vests and becomes exercisable on February 22, 2018, and thebalance vests in equal monthly installments (rounded down to the nearest whole share) over the remaining two years of the three-year period, subject to continued service with the Issuer.