SEC Form 4 · accession 0001104659-15-076235
CoreSite Realty Corp · COR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Carlyle Realty V GP, L.L.C.
10% Owner
Carlyle Realty V, L.P.
10% Owner
CRP IV AIV GP, L.L.C.
10% Owner
CRP IV AIV GP, L.P.
10% Owner
CRQP IV AIV, L.P.
10% Owner
CoreSite CRP V Holdings, LLC
10% Owner
CRP IV-A AIV, L.P.
10% Owner
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490892
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Nov 3, 2015 | M | 4,000,000 | — | A | 4,000,000 | I | See footnotes |
| Common StockF2,F3,F4 | Nov 3, 2015 | S | 4,000,000 | $54.56 | D | 0 | I | See footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Partnership UnitsF1,F2,F3,F4 | — | Nov 3, 2015 | M | 4,000,000 | D | — | — | Common Stock | 4,000,000 | 16,775,390 | I |
Explanation of responses
- F1The operating partnership units are redeemable at any time for cash or, at the election of the Issuer, exchangeable for shares of common stock on a one-for-one basis, and have no expiration date.
- F2Following the transactions reported herein, consists of (i) 4,129,993 common units held by CoreSite CRP III Holdings, LLC; (ii) 836,633 common units held by CoreSite CRP III Holdings (VCOC), LLC; (iii) 2,894,301 common units held by CoreSite CRP IV Holdings, LLC; (iv) 492,892 common units held by CoreSite CRP IV Holdings (VCOC I), LLC; (v) 1,266,850 common units held by CoreSite CRP IV Holdings (VCOC II), LLC; and (vi) 7,154,721 common units held by CoreSite CRP V Holdings, LLC.
- F3Carlyle Group Managment L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the sole shareholder of Carlyle Holdings I GP Inc., which is the managing member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which is the managing member of TC Group L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of each of Carlyle Realty III GP, L.L.C., CRP III AIV GP, L.L.C., Carlyle Realty IV GP, L.L.C., CRP IV AIV GP, L.L.C. and Carlyle Realty V G.P., L.L.C.
- F4Carlyle Realty III GP, L.L.C. is the general partner of Carlyle Realty III, L.P., which is the manager of CoreSite CRP III Holdings, LLC. CRP III AIV GP, L.L.C. is the general partner of CRP III AIV GP, L.P., which is the general partner of CRQP III AIV, L.P., which is the managing member of CoreSite CRP III Holdings (VCOC), LLC. Carlyle Realty IV GP, L.L.C. is the general partner of Carlyle Realty IV, L.P., which is the manager of CoreSite CRP IV Holdings, LLC. CRP IV AIV GP, L.L.C. is the general partner of CRP IV AIV GP, L.P., which is the general partner of each of CRP IV-A AIV, L.P. and CRQP IV AIV, L.P., which are the managing members of CoreSite CRP IV Holdings (VCOC I), LLC and CoreSite CRP IV Holdings (VCOC II), LLC, respectively. Carlyle Realty V GP, L.L.C. is the general partner of Carlyle Realty V, L.P., which is the manager of CoreSite CRP V Holdings, LLC.
Remarks
Due to the limitations of the electronic filing system Carlyle Group Management L.L.C., The Carlyle Group L.P., Carlyle Holdings I GP Inc., Carlyle Holdings I GP Sub L.L.C., Carlyle Holdings I L.P., TC Group, L.L.C., TC Group Sub L.P., Carlyle Realty III GP, L.L.C., Carlyle Realty III, L.P., CoreSite CRP III Holdings, LLC, CRP III AIV GP, L.L.C., CRP III AIV GP, L.P., CRQP III AIV, L.P., CoreSite CRP III Holdings (VCOC), LLC, Carlyle Realty IV GP, L.L.C., Carlyle Realty IV, L.P. and CoreSite CRP IV Holdings, LLC are filing a separate From 4.