SEC Form 4 · accession 0001225208-15-004776
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Karyn F. Ovelmen
Officer — EVP & CFO
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1,F2 | Feb 17, 2015 | A | 18,615 | $0.00 | A | 53,009 | D | |
| Class A ordinary sharesF3,F2 | Feb 17, 2015 | A | 948 | $0.00 | A | 53,957 | D | |
| Class A ordinary sharesF4,F2 | Feb 17, 2015 | F | 318 | $89.94 | D | 53,639 | D | |
| Class A ordinary sharesF5,F2 | Feb 17, 2015 | F | 6,260 | $89.94 | D | 47,379 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares earned in connection with the qualified performance-based stock previously granted and unreportable on February 28, 2012 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 17, 2015 following certification by the Issuer's compensation committee.
- F2Includes 32,073 restricted stock units granted pursuant to the issuer's long-term incentive plan; 8,676 granted on October 17, 2011 that vest on October 17, 2016; 9,811 granted on February 28, 2012 that vest on February 28, 2017; 910 granted on December 11, 2012 that vest on February 28, 2015; 7,348 granted on February 12, 2013 that vest on February 12, 2018 and 5,328 granted on February 20, 2014 that vest on February 20, 2017.
- F3Represents shares earned in connection with the qualified performance-based stock previously granted and unreportable on December 11, 2012, pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 17, 2015 following certification by the Issuer's compensation committee.
- F4Represents shares required to satisfy tax withholding obligations in connection with the vesting of 948 shares of qualified performance-based stock granted to the Reporting Person on December 11, 2012.
- F5Represents shares required to satisfy tax withholding obligations in connection with the vesting of 18,615 shares of qualified performance-based stock granted to the Reporting Person on February 28, 2012.