SEC Form 4/A · accession 0001225208-15-008281
LyondellBasell Industries N.V. · LYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Karyn F. Ovelmen
Officer — EVP & CFO
Period of report
Feb 17, 2015
Accepted (ET)
Mar 19, 2015 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001489393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1,F2 | Feb 17, 2015 | F | 319 | $89.94 | D | 53,638 | D | |
| Class A ordinary sharesF3,F2 | Feb 17, 2015 | F | 6,261 | $89.94 | D | 47,377 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares required to satisfy tax withholding obligations in connection with the vesting of 948 shares of qualified performance-based stock granted to the Reporting Person on December 11, 2012.
- F2Includes 32,073 restricted stock units granted pursuant to the issuer's long-term incentive plan; 8,676 granted on October 17, 2011 that vest on October 17, 2016; 9,811 granted on February 28, 2012 that vest on February 28, 2017; 910 granted on December 11, 2012 that vest on February 28, 2015; 7,348 granted on February 12, 2013 that vest on February 12, 2018 and 5,328 granted on February 20, 2014 that vest on February 20, 2017.
- F3Represents shares required to satisfy tax withholding obligations in connection with the vesting of 18,615 shares of qualified performance-based stock granted to the Reporting Person on February 28, 2012.
Remarks
The Form 4 filed on February 19, 2015 disclosed a number of shares withheld for taxes in connection with the vesting of qualified performance-based stock grants, which have been adjusted in this Amendment to appropriately disclose the number of shares actually withheld. An aggregate of 2 additional shares from that previously reported were actually withheld. The beneficial ownership amounts have been adjusted accordingly.