SEC Form 4 · accession 0001209191-16-143392
Hawaiian Telcom Holdco, Inc. · HCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Eric K Yeaman
Director
Period of report
Sep 28, 2016
Accepted (ET)
Sep 30, 2016 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2016 | S | 4,901 | $22.6502 | D | 163,686 | D | |
| Common StockF2 | Sep 29, 2016 | S | 9,099 | $22.1865 | D | 154,587 | D | |
| Common Stock | holding | — | — | — | 14,000 | I | Revocable trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The range of prices for the shares of Common Stock is from $22.50 to $22.95. Mr. Yeaman undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F2The range of prices for the shares of Common Stock is from $22.1201 to $22.50. Mr. Yeaman undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.