SEC Form 4/A · accession 0001209191-16-149750
Hawaiian Telcom Holdco, Inc. · HCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Eric K Yeaman
Director
Period of report
Sep 28, 2016
Accepted (ET)
Nov 14, 2016 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2016 | S | 4,901 | $22.6502 | D | 9,099 | I | Revocable Trust |
| Common StockF2 | Sep 29, 2016 | S | 9,099 | $22.1865 | D | 0 | I | Revocable Trust |
| Common Stock | holding | — | — | — | 182,522 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The range of prices for the shares of Common Stock is from $22.50 to $22.95. Mr. Yeaman undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F2The range of prices for the shares of Common Stock is from $22.1201 to $22.50. Mr. Yeaman undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
Remarks
This amendment is being filed to correct the form 4 filed with the SEC on September 30, 2016 to report that 14,000 shares of the Issuer's Common Stock were sold by the Reporting Person's Trust instead of the Reporting Person.