SEC Form 4 · accession 0001179110-18-000297
AIR LEASE CORP · AL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven F Udvar-Hazy
Officer — Executive Chairman · Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Air Lease Corporation -Class A Common Stock | Dec 26, 2017 | G | 11,261 | $0.00 | D | 876,297 | D | |
| Air Lease Corporation - Class A Common Stock | Dec 31, 2017 | F | 6,347 | $48.09 | D | 869,950 | D | |
| Air Lease Corporation - Class A Common StockF1 | Dec 1, 2017 | G | 700 | $0.00 | D | 1,207,558 | I | See footnote |
| Air Lease Corporation - Class A Common StockF2 | Dec 1, 2017 | G | 100 | $0.00 | A | 28,100 | I | See footnote |
| Air Lease Corporation Class A Common StockF3 | Dec 1, 2017 | G | 100 | $0.00 | A | 10,800 | I | See footnote |
| Air Lease Corporation - Class A Common StockF3 | Dec 1, 2017 | G | 100 | $0.00 | A | 13,400 | I | See footnote |
| Air Lease Corporation- Class A Common StockF4 | Dec 1, 2017 | G | 100 | $0.00 | A | 18,400 | I | See footnote |
| Air Lease Corporation -Class A Common StockF4 | Dec 1, 2017 | O | 100 | $0.00 | A | 10,900 | I | See footnote |
| Air Lease Corporation - Class A Common StockF5 | Dec 1, 2017 | G | 100 | $0.00 | A | 400 | I | See footnote |
| Air Lease Corporation Common Stock-Class AF5 | Dec 1, 2017 | G | 100 | $0.00 | A | 200 | I | See footnote |
| Air Lease Corporation - Class A Common StockF1 | Dec 26, 2017 | G | 8,000 | $0.00 | D | 1,199,558 | I | See footnote |
| Air Lease Corporation - Class A Common StockF6 | holding | — | — | — | 328,889 | I | See footnote | |
| Air Lease Corporation - Class A Common StockF7 | holding | — | — | — | 101,667 | I | See footnote | |
| Air Lease Corporation - Class A Common StockF8 | holding | — | — | — | 35,925 | I | See footnote | |
| Air Lease Corporation - Class A Common StockF9 | holding | — | — | — | 2,700,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by the Udvar-Hazy Separate Property Trust, of which the reporting person is the trustee.
- F2These shares are owned by the reporting person's wife. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- F3These shares are owned by one of the reporting person's daughters. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- F4These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- F5These shares are held by the reporting person as custodian for one of the reporting person's grandchildren under the California Uniform Transfers to Minors Act. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.
- F6These shares are held by Air Intercontinental, Inc., of which the reporting person is the sole stockholder and one of three directors.
- F7These shares are held by Ocean Equities, Inc. A trust, of which the reporting person is the trustee, is the sole stockholder of Ocean Equities, Inc. The reporting person is also one of three directors of Ocean Equities, Inc.
- F8These shares are held by Emerald Financial LLC. A trust, of which the reporting person is the trustee, controls a majority of the membership interests of Emerald Financial LLC. Additionally, the reporting person is one of three managers of Emerald Financial LLC.
- F9These shares are held by the Hazy Family Community Trust 5/28/85, of which the reporting person is the trustee