SEC Form 4 · accession 0001179110-18-000278
AIR LEASE CORP · AL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jie Chen
Officer — EVP & Managing Director, Asia
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Air Lease Corporation - Class A Common StockF1 | Dec 31, 2017 | F | 3,079 | $48.09 | D | 212,260 | D | |
| Air Lease Corporation - Class A Common StockF3 | Jan 2, 2018 | S | 4,000 | $47.9568 | D | 208,260 | D | |
| Air Lease Corporation - Class A Common StockF4 | holding | — | — | — | 400 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired through the reinvestment of dividends.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2017.
- F3$47.9568 is the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $47.55 to $47.9568. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 3 to this Form 4.
- F4Shares held for the reporting person's son under the Uniform Gifts to Minor Act. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.