SEC Form 4 · accession 0001179110-17-011301
AIR LEASE CORP · AL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Plueger
Officer — CEO and President · Director
Period of report
Aug 9, 2017
Accepted (ET)
Aug 9, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Air Lease Corporation- Class A Common Stock | Aug 9, 2017 | M | 15,000 | $20.00 | A | 757,310 | D | |
| Air Lease Corporation - Class A Common StockF1 | holding | — | — | — | 500 | I | See footnote | |
| Air Lease Corporation - Class A Common StockF1 | holding | — | — | — | 500 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $20.00 | Aug 9, 2017 | M | 15,000 | D | Jun 4, 2011 | Jun 4, 2020 | Class A Common Stock | 15,000 | 685,000 | D |
Explanation of responses
- F1These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
- F2Employee stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan which vested in three equal annual installments beginning June 4, 2011.