SEC Form 4 · accession 0001179110-17-003159
AIR LEASE CORP · AL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jie Chen
Officer — EVP & Managing Director, Asia
Period of report
Feb 23, 2017
Accepted (ET)
Feb 24, 2017 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Air Lease Corporation- Class A Common StockF1 | Feb 23, 2017 | A | 5,392 | $0.00 | A | 241,371 | D | |
| Air Lease Corporation- Class A Common StockF2,F1 | Feb 23, 2017 | A | 18,695 | $0.00 | A | 260,066 | D | |
| Air Lease Corporation - Class A Common StockF1 | Feb 23, 2017 | F | 9,077 | $39.27 | D | 250,989 | D | |
| Air Lease Corporation - Class A Common StockF3 | holding | — | — | — | 400 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired through the reinvestment of dividends.
- F2Shares issued upon the vesting of performance-based restricted stock units granted in February 2014 under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan and in February 2015 and February 2016 under the Air Lease Corporation 2014 Equity Incentive Plan.
- F3Shares held for the reporting person's son under the Uniform Gifts to Minor Act. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.