SEC Form 4 · accession 0001179110-16-032876
AIR LEASE CORP · AL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grant A Levy
Officer — EVP
Period of report
Dec 13, 2016
Accepted (ET)
Dec 13, 2016 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Air Lease Corporation - Class A Common Stock | Aug 12, 2016 | G | 100 | $0.00 | A | 166,608 | D | |
| Air Lease Corporation- Class A Common StockF1 | Dec 13, 2016 | S | 9,000 | $36.0643 | D | 157,608 | D | |
| Air Lease Corporation -Class A Common StockF2 | holding | — | — | — | 500 | I | See footnote | |
| Air Lease Corporation - Class A Common StockF2 | holding | — | — | — | 500 | I | See footnote | |
| Air Lease Corporation - Class A Common StockF2 | holding | — | — | — | 500 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1$36.0643 is the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $36.02 to $36.15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
- F2These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.