SEC Form 4 · accession 0001179110-16-027342
AIR LEASE CORP · AL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Plueger
Officer — CEO and President · Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Air Lease Corporation - Class A Common StockF1 | Jul 1, 2016 | A | 18,362 | $0.00 | A | 727,268 | D | |
| Air Lease Corporation - Class A Common StockF2 | holding | — | — | — | 500 | I | See footnote | |
| Air Lease Corporation - Class A Common StockF2 | holding | — | — | — | 500 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units granted on July 1, 2016 under the Air Lease Corporation 2014 Equity Incentive Plan which, subject to the terms of the award agreement, vest 100% on the third anniversary of the date of grant.
- F2These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.