SEC Form 4 · accession 0001179110-15-003821
AIR LEASE CORP · AL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grant A Levy
Officer — EVP
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Air Lease Corporation- Class A Common StockF1 | Feb 26, 2015 | A | 20,278 | $0.00 | A | 159,749 | D | |
| Air Lease Corporation - Class A Common Stock | Feb 26, 2015 | F | 9,845 | $39.07 | D | 149,904 | D | |
| Air Lease Corporation- Class A Common StockF2,F3 | Mar 2, 2015 | S | 3,000 | $38.0362 | D | 146,904 | D | |
| Air Lease Corporation -Class A Common StockF4 | holding | — | — | — | 500 | I | See footnote | |
| Air Lease Corporation - Class A Common StockF4 | holding | — | — | — | 500 | I | See footnote | |
| Air Lease Corporation - Class A Common StockF4 | holding | — | — | — | 500 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued upon the vesting of performance-based restricted stock units granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2014.
- F3$38.0362 is the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $38.02 to $38.06. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 3 to this Form 4.
- F4These shares are owned by one of the reporting person's sons. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.