SEC Form 4 · accession 0001179110-15-003816
AIR LEASE CORP · AL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jie Chen
Officer — EVP & Managing Director, Asia
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Air Lease Corporation- Class A Common StockF1 | Feb 26, 2015 | A | 22,480 | $0.00 | A | 223,687 | D | |
| Air Lease Corporation - Class A Common Stock | Feb 26, 2015 | F | 10,915 | $39.07 | D | 212,772 | D | |
| Air Lease Corporation - Class A Common StockF2,F3 | Feb 27, 2015 | S | 4,024 | $40.18 | D | 208,748 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued upon the vesting of performance-based restricted stock units granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan.
- F2The sales reported on this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the reporting person on March 10, 2014.
- F3$40.18 is the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.27. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 3 to this Form 4.