SEC Form 4 · accession 0001140361-15-033670
Neuberger High Yield Strategies Fund Inc. · NHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Bradley Tank
Other
Period of report
Jun 14, 2013
Accepted (ET)
Aug 27, 2015 · 9:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2013 | P | 1,750 | $13.1467 | A | 1,750 | I | Through LLC |
| Common StockF1 | Jun 17, 2013 | P | 2,050 | $13.2229 | A | 3,800 | I | Through LLC |
| Common Stock | Jun 19, 2013 | P | 2,850 | $13.1467 | A | 15,850 | D | |
| Common Stock | Jun 20, 2013 | P | 3,250 | $13.2229 | A | 19,100 | D | |
| Common StockF1 | Jun 25, 2013 | P | 4,000 | $12.6009 | A | 7,800 | I | Through LLC |
| Common Stock | Aug 25, 2015 | P | 10,000 | $10.4921 | A | 29,100 | D | |
| Common StockF1 | Aug 25, 2015 | P | 5,000 | $10.4921 | A | 12,800 | I | Through LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.