SEC Form 4/A · accession 0001140361-15-033830
Neuberger High Yield Strategies Fund Inc. · NHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bradley Tank
Other
Period of report
Jun 14, 2013
Accepted (ET)
Aug 28, 2015 · 9:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 14, 2013 | P | 1,750 | $13.1467 | A | 1,750 | I | By Indian Hill II LLC |
| Common StockF1,F2 | Jun 17, 2013 | P | 2,050 | $13.2229 | A | 3,800 | I | By Indian Hill II LLC |
| Common StockF1,F2 | Jun 25, 2013 | P | 4,000 | $12.6009 | A | 7,800 | I | By Indian Hill II LLC |
| Common StockF1,F2 | Aug 25, 2015 | P | 5,000 | $10.4921 | A | 12,800 | I | By Indian Hill II LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2This Form 4 amendment is being filed to include the full name of the LLC and the power of attorney.