SEC Form 5 · accession 0001483510-15-000029
EXPRESS, INC. · EXPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael A Weiss
Director
Period of report
Jan 31, 2015
Accepted (ET)
Mar 13, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001483510
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Apr 15, 2014 | G | 313,268 | $0.00 | A | 1,269,130 | D | |
| Common Stock, par value $0.01F2 | Jun 17, 2014 | G | 600,000 | $0.00 | D | 669,130 | D | |
| Common Stock, par value $0.01F3 | Apr 15, 2014 | G | 313,268 | $0.00 | D | 236,732 | I | By the Michael A. Weiss Trust Agreement Gamma #4 |
| Common Stock, par value $0.01F3 | Jun 17, 2014 | G | 600,000 | $0.00 | A | 600,000 | I | By the Michael A. Weiss Trust Agreement Gamma #5 |
| Common Stock, par value $0.01 | holding | — | — | — | 7 | I | By the Declaration of Trust of Arlene Weiss |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total includes 1,255,916 shares that are held by the Declaration of Trust of Michael A. Weiss (the M. Weiss Trust). The M. Weiss Trust is a revocable trust of which Mr. Weiss is the trustee and sole beneficiary. Accordingly, these shares are reported as being held directly by Mr. Weiss.
- F2Total includes 655,916 shares that are held by the Declaration of Trust of Michael A. Weiss (the M. Weiss Trust). The M. Weiss Trust is a revocable trust of which Mr. Weiss is the trustee and sole beneficiary. Accordingly, these shares are reported as being held directly by Mr. Weiss.
- F3This trust is a grantor retained annuity trust for the benefit of Mr. Weiss and his descendants. Mr. Weiss is not the trustee of the trust and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.