SEC Form 5 · accession 0001493152-15-004299
CEA Industries Inc. · BNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owners
Brandy Marie Keen
Officer — VP SALES / CEO · Director · 10% Owner
Stephen Banks Keen
10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Sep 10, 2015 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001482541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Sep 12, 2014 | G | 1,750,000 | $0.00 | D | 36,439,669 | D | |
| COMMON STOCKF1 | Sep 12, 2014 | S | 40,000 | $0.50 | D | 36,399,669 | D | |
| COMMON STOCKF1 | Sep 12, 2014 | S | 55,000 | $0.75 | D | 36,344,669 | D | |
| COMMON STOCKF1 | Sep 12, 2014 | S | 20,000 | $0.75 | D | 36,324,669 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares transferred from joint account of Brandy Keen (VP Sales) and Stephen Keen (CEO).