SEC Form 5/A · accession 0001493152-16-010886
CEA Industries Inc. · BNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owners
Brandy Marie Keen
Officer — VP Sales, Secretary · Director · 10% Owner
Stephen Banks Keen
Officer — CEO, President · Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Jun 16, 2016 · 1:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001482541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 12, 2014 | G | 1,750,000 | $0.00 | D | 35,189,669 | D | |
| Common StockF1,F2 | Sep 12, 2014 | S | 40,000 | $0.50 | D | 33,439,669 | D | |
| Common StockF1,F2 | Sep 12, 2014 | S | 55,000 | $0.75 | D | 33,399,669 | D | |
| Common StockF1,F2 | Sep 12, 2014 | S | 20,000 | $0.75 | D | 33,344,669 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The incorrect share amount included on the original Form 5 was due to the inadvertent inclusion of (i) an additional 40,000 shares of common stock for each reporting person and (ii) each reporting person's stock options.
- F2Shares transferred from joint account of Brandy Keen (VP Sales) and Stephen Keen (CEO).