SEC Form 4 · accession 0001387131-16-008003
GENERAL CANNABIS CORP · CANN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Peter Boockvar
Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 15, 2016 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 100,000 | $1.03 | A | 100,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2,F1 | $1.03 | Nov 10, 2016 | M | 1 | A | — | Aug 31, 2025 | Common Stock | 100,000 | 1,325,000 | D |
Explanation of responses
- F1Currently exercisable.
- F2The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.