SEC Form 4/A · accession 0001387131-16-008020
GENERAL CANNABIS CORP · CANN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Peter Boockvar
Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 15, 2016 · 9:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | M | 100,000 | $1.03 | A | 100,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2,F1 | $1.03 | Nov 10, 2016 | M | 100,000 | D | — | Aug 31, 2025 | Common Stock | 100,000 | 1,325,000 | D |
Explanation of responses
- F1Currently exercisable.
- F2The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.
Remarks
This Form 4/A is being filed to amend the Form 4 filed on November 15, 2016 to correct Item 5 of Table II, as it was incorrectly filled out as originally filed.