SEC Form 4 · accession 0001387131-17-000443
FCB FINANCIAL HOLDINGS, INC. · FCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Paul A. Novelly
Director
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476651
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.001 per shareF1,F3 | Jan 30, 2017 | S | 37,001 | $46.4041 | D | 1,061,732 | I | By St. Albans Global Management Limited Partnership, LLLP |
| Class A Common Stock, par value $.001 per shareF2,F3 | Jan 31, 2017 | S | 26,832 | $46.6093 | D | 1,034,900 | I | By St. Albans Global Management Limited Partnership, LLLP |
| Class A Common Stock, par value $.001 per shareF4 | holding | — | — | — | 5,000 | I | Through Paul A. Novelly Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.85 to $46.95, inclusive. Mr. Novelly undertakes to provide to FCB Financial Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.20 to $47.00, inclusive. Mr. Novelly undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3Shares of Class A Common Stock owned by St. Albans Global Management Limited Partnership, LLLP, ("SAGM"), which Mr. Novelly may be deemed to beneficially own by reason of his position as chief executive officer of, and his minor pecuniary interest in, SAGM. Mr. Novelly disclaims beneficial ownership of any shares held by SAGM except to the extent of his minor pecuniary interest.
- F4Mr. Novelly is the settlor and serves as the sole trustee of the Paul A. Novelly Living Trust.