SEC Form 4/A · accession 0001387131-17-000572

FCB FINANCIAL HOLDINGS, INC. · FCB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Jan 30, 2017

Accepted (ET)

Feb 6, 2017 · 4:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001476651

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock, par value $.001 per share^F1,F2,F3	Jan 31, 2017	S	21,732	$46.6093	D	1,040,000	I	By St. Albans Global Management Limited Partnership, LLLP
Class A Common Stock, par value $.001 per share^F4,F2,F5	Jan 31, 2017	S	5,000	$46.6093	D	0	I	Through Paul A. Novelly Living Trust

No Table II lines on this filing.

F1The original Form 4 for this transaction incorrectly reported the number of shares sold.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.20 to $47.00, inclusive. Mr. Novelly undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3Shares of Class A Common Stock owned by St. Albans Global Management Limited Partnership, LLLP, ("SAGM"), which Mr. Novelly may be deemed to beneficially own by reason of his position as chief executive officer of, and his minor pecuniary interest in, SAGM. Mr. Novelly disclaims beneficial ownership of any shares held by SAGM except to the extent of his minor pecuniary interest.
F4The original Form 4 incorrectly reported these shares as having been sold by SAGM.
F5Mr. Novelly is the settlor and serves as the sole trustee of the Paul A. Novelly Living Trust.