SEC Form 4/A · accession 0001564480-17-000004

WashingtonFirst Bankshares, Inc. · WFBI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Dec 8, 2016

Accepted (ET)

Jan 26, 2017 · 10:38 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001476264

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 8, 2016	M	9,095	$12.0955	A	104,203	D
Common Stock^F1	Dec 8, 2016	F	3,815	$28.84	D	100,388	D
Common Stock^F2	Dec 8, 2016	F	1,761	$28.84	D	98,627	D
Common Stock	holding	—	—		—	115	I	By Son (Daniel Andersen)
Common Stock	holding	—	—		—	115	I	By Daughter (Kaitlin Andersen)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F3	$12.0957	Dec 8, 2016	M	9,095	D	Jan 26, 2012	Jan 26, 2017	Common Stock	9,095	8,266	D

F1Represents shares surrendered to cover the exercise price of non-qualified stock options.
F2Represents shares surrendered in order to cover tax withholding obligations from the exercise of non-qualified stock options.
F3Pursuant to Section 422 of the Internal Revenue Code, this portion of the reporting person's stock options were deemed non-qualified stock options.

Number of shares surrendered in order to cover tax withholding obligations reduced to reflect a corrected calculation of tax withholding obligations.