SEC Form 4/A · accession 0001564480-17-000008
WashingtonFirst Bankshares, Inc. · WFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Shaza L Andersen
Officer — Chief Executive Officer · Director
Period of report
Dec 8, 2016
Accepted (ET)
Mar 30, 2017 · 10:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2016 | M | 9,095 | $12.0955 | A | 104,203 | D | |
| Common StockF1 | Dec 8, 2016 | F | 3,815 | $28.84 | D | 100,388 | D | |
| Common StockF2 | Dec 8, 2016 | F | 1,761 | $28.84 | D | 98,627 | D | |
| Common Stock | holding | — | — | — | 115 | I | By Son (Daniel Andersen) | |
| Common Stock | holding | — | — | — | 115 | I | By Daughter (Kaitlin Andersen) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $12.0957 | Dec 8, 2016 | M | 9,095 | D | Jan 26, 2012 | Jan 26, 2017 | Common Stock | 9,095 | 0 | D |
Explanation of responses
- F1Represents shares surrendered to cover the exercise price of non-qualified stock options.
- F2Represents shares surrendered in order to cover tax withholding obligations from the exercise of non-qualified stock options.
- F3Pursuant to Section 422 of the Internal Revenue Code, this portion of the reporting person's stock options were deemed non-qualified stock options.
Remarks
Number of shares surrendered in order to cover tax withholding obligations reduced to reflect a corrected calculation of tax withholding obligations. Number of derivative securities beneficially owned following reported transaction corrected and reduced to zero.