SEC Form 4 · accession 0001209191-15-064968

Sunrun Inc. · RUN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Director

Period of report

Aug 10, 2015

Accepted (ET)

Aug 10, 2015 · 5:54 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001469367

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	Aug 10, 2015	C	6,115,800	—	A	6,115,800	I	See footnote
Common Stock^F4,F3	Aug 10, 2015	A	218,392	—	A	6,334,192	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series D Preferred Stock^F1,F3	—	Aug 10, 2015	C	5,417,118	D	—	—	Common Stock	5,417,118	0	I
Series E Preferred Stock^F2,F3	—	Aug 10, 2015	C	738,682	D	—	—	Common Stock	738,682	0	I

F1The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F2The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
F3The shares are held of record by Madrone Partners, L.P. Mr. McJunkin is a managing member of Madrone Capital Partners, LLC, the general partner of Madrone Partners, L.P., and shares voting and dispositive power over the shares held by Madrone Partners, L.P. Mr. McJunkin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4The shares were acquired pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities and Exchange Commission on July 22, 2015.