SEC Form 4/A · accession 0001209191-15-078028
Sunrun Inc. · RUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jameson J McJunkin
Director
Period of report
Aug 10, 2015
Accepted (ET)
Nov 3, 2015 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 10, 2015 | C | 6,155,800 | — | A | 6,155,800 | I | See footnote |
| Common StockF4,F3 | Aug 10, 2015 | A | 218,392 | — | A | 6,374,192 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D Preferred StockF1,F3 | — | Aug 10, 2015 | C | 5,417,118 | D | — | — | Common Stock | 5,417,118 | 0 | I |
| Series E Preferred StockF2,F3 | — | Aug 10, 2015 | C | 738,682 | D | — | — | Common Stock | 738,682 | 0 | I |
Explanation of responses
- F1The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- F2The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- F3The shares are held of record by Madrone Partners, L.P. Mr. McJunkin is a managing member of Madrone Capital Partners, LLC, the general partner of Madrone Partners, L.P., and shares voting and dispositive power over the shares held by Madrone Partners, L.P. Mr. McJunkin disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F4The shares were acquired pursuant to a Stock Issuance Agreement, the form of which is filed as Exhibit 4.4 to Amendment No. 1 to the Issuer's Registration Statement on Form S-1, filed with the Securities and Exchange Commission on July 22, 2015.
Remarks
This Form 4 is amended to correct scrivener's errors in Table I.