SEC Form 4 · accession 0001654954-18-008948
Zoom Telephonics, Inc. · ZMTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Terry Manning
Officer — VP of Sales & Marketing
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467761
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.09 | Aug 9, 2018 | A | 40,000 | A | — | Aug 9, 2028 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's Stock Option Plan. The Option will become exercisable as to 25% of the shares underlying the Option on February 9, 2019, with respect to 25% of the shares underlying the Option on August 9, 2019, with respect to 25% of the shares underlying the Option on February 9, 2020, and with respect to the remaining 25% of the shares underlying the Option on August 9, 2020.