SEC Form 4 · accession 0001209191-18-032358
Apollo Commercial Real Estate Finance, Inc. · ARI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jai Agarwal
Officer — CFO, Treasurer and Secretary
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series C Cumulative Redeemable Perpetual Preferred StockF1 | May 18, 2018 | P | 800 | $25.3575 | A | 800 | D | |
| Series C Cumulative Redeemable Perpetual Preferred StockF2 | May 21, 2018 | P | 3,000 | $25.4018 | A | 3,800 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.35 to $25.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.365 to $25.4423, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.